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Series License

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The goal for this book is to make it a reference source with related information so one can use this material to actually study for their Series license. The following are licenses that are offered by the NASD by clicking on the links below you will be directed towards relevant material so one can study for the license in question.

Do Not Require Firm Sponsorships

If you plan to sit for any of the above exams and you are not affiliated with a brokerage firm registered with NASD, you will need to submit a Form U-10, or Click on Submit U10 online with credit card payment.

Require Firm Sponsorships

External Resources


  1. "Series 63, Series 65 Or Series 66?". Investopedia. 2008-10-06. Retrieved 2010-06-23.