When a computer is turned on, there is some beeping, and some flashing lights, and then a loading screen appears. And then magically, the operating system loads into memory. The question is then raised, how does the operating system load up? What gets the ball rolling? The answer is bootloaders.
What is a Bootloader?
Bootloaders are small pieces of software that play a role in getting an operating system loaded and ready for execution when a computer is turned on. The way this happens varies between different computer designs (early computers required a person to manually set the computer up whenever it was turned on), and often there are several stages in the process of boot loading.
It's crucial to understand that the term "bootloader" is simply a classification of software (and sometimes a blurry one). To the processor, a bootloader is just another piece of code that it blindly executes. There are many different kinds of boot loaders. Some are small, others are large; some follow very simple rules while others show fancy screens and give the user a selection to choose from.
On IBM PC compatibles, the first program to load is the Basic Input/Output System (BIOS). The BIOS performs many tests and initialisations, and if everything is OK, the BIOS's boot loader begins. Its purpose is to load another boot loader! It selects a disk (or some other storage media) from which it loads a secondary boot loader.
In some cases, this boot loader loads enough of an operating system to start running it. In other cases, it loads yet another boot loader from somewhere else. This often happens when multiple operating systems are installed on a single computer; each OS may have its own specific bootloader, with a "central" bootloader that loads one of the specific ones according to the user's selection.
Most bootloaders are written exclusively in assembly language (or even machine code), because they need to be compact, they don't have access to OS routines (such as memory allocation) that other languages might require, they need to follow some unusual requirements, and they make frequent use of low-level features. However some bootloaders, particularly those that have many features and allow user input, are quite heavyweight. These are often written in a combination of assembly and C. The GRand Unified Bootloader (GRUB) is an example of such.
Some boot loaders are highly OS-specific, while others are less so - certainly the BIOS boot loader is not OS-specific. The MS-DOS boot loader (which was placed on all MS-DOS formatted floppy disks) simply checks if the files IO.SYS and MSDOS.SYS exist; if they are not present it displays the error "Non-System disk or disk error" otherwise it loads and begins execution of IO.SYS.
The final stage boot loader may be expected (by the OS) to prepare the computer in some way, for instance by placing the processor in protected mode and programming the interrupt controller. While it would be possible to do these things inside the OS's initialisation procedure, moving them into the bootloader can simplify the OS design. Some operating systems require their bootloader to set up a small, basic GDT (Global Descriptor Table) and enter protected mode, in order to remove the need for the OS to have any 16-bit code. However, the OS might replace this with its own sophisticated GDT soon after.
The first 512 bytes of a disk are known as the bootsector or Master Boot Record. The boot sector is an area of the disk reserved for booting purposes. If the bootsector of a disk contains a valid boot sector (the last word of the sector must contain the signature 0xAA55), then the disk is treated by the BIOS as bootable.
The Boot Process
When switched on or reset, an x86 processor begins executing the instructions it finds at address FFFF:0000 (at this stage it is operating in Real Mode). In IBM PC compatible processors, this address is mapped to a ROM chip that contains the computer's Basic Input/Output System (BIOS) code. The BIOS is responsible for many tests and initialisations; for instance the BIOS may perform a memory test, initialise the interrupt controller and system timer, and test that these devices are working.
Eventually the actual boot loading begins. First the BIOS searches for and initialises available storage media (such as floppy drives, hard disks, CD drives), then it decides which of these it will attempt to boot from. It checks each device for availability (e.g. ensuring a floppy drive contains a disk), then the 0xAA55 signature, in some predefined order (often the order is configurable using the BIOS setup tool). It loads the first sector of the first bootable device it comes across into RAM, and initiates execution.
Ideally, this will be another boot loader, and it will continue the job, making a few preparations, then passing control to something else.
While BIOSes remains compatible with 20-year-old software, they have also become more sophisticated over time. Early BIOSes could not boot from CD drives, but now CD and even DVD booting are standard BIOS features. Booting from USB storage devices is also possible, and some systems can boot from over the network. To achieve such advanced functioning, BIOSes sometimes enter protected mode and the like, but then return to real mode in order to be compatible with legacy boot loaders. This creates a chicken-and-egg problem: bootloaders are written to work with the ubiquitous BIOS, and BIOSes are written to support all those bootloaders, preventing much in the way of new boot loading features.
However, a new bootstrap technology, the EFI, is beginning to gain momentum. It is much more sophisticated and will not be discussed in this article.
Note also that other computer systems - even some that use x86 processors - may boot in different ways. Indeed, some embedded systems whose software is compact enough to be stored on ROM chips may not need bootloaders at all.
A bootloader runs under certain conditions that the programmer must appreciate in order to make a successful bootloader. The following pertains to bootloaders initiated by the PC BIOS:
- The first sector of a drive contains its boot loader.
- One sector is 512 bytes — the last two bytes of which must be 0xAA55 (i.e. 0x55 followed by 0xAA), or else the BIOS will treat the drive as unbootable.
- If everything is in order, said first sector will be placed at RAM address 0000:7C00, and the BIOS's role is over as it transfers control to 0000:7C00 (that is, it JMPs to that address).
- The DL register will contain the drive number that is being booted from, useful if you want to read more data from elsewhere on the drive.
- The BIOS leaves behind a lot of code, both to handle hardware interrupts (such as a keypress) and to provide services to the bootloader and OS (such as keyboard input, disk read, and writing to the screen). You must understand the purpose of the Interrupt Vector Table (IVT), and be careful not to interfere with the parts of the BIOS that you depend on. Most operating systems replace the BIOS code with their own code, but the boot loader can't use anything but its own code and what the BIOS provides. Useful BIOS serve include
int 10h(for displaying text/graphics),
int 13h(disk functions) and
int 16h(keyboard input).
- This means that any code or data that the boot loader needs must either be included in the first sector (be careful not to accidentally execute data) or manually loaded from another sector of the disk to somewhere in RAM. Because the OS is not running yet, most of the RAM will be unused. However, you must take care not to interfere with the RAM that is required by the BIOS interrupt handlers and services mentioned above.
- The OS code itself (or the next bootloader) will need to be loaded into RAM as well.
- The BIOS places the stack pointer 512 bytes beyond the end of the boot sector, meaning that the stack cannot exceed 512 bytes. It may be necessary to move the stack to a larger area.
- There are some conventions that need to be respected if the disk is to be readable under mainstream operating systems. For instance you may wish to include a BIOS Parameter Block on a floppy disk to render the disk readable under most PC operating systems.
Most assemblers will have a command or directive similar to
ORG 7C00h that informs the assembler that the code will be loaded starting at offset 7C00h. The assembler will take this into account when calculating instruction and data addresses. If you leave this out, the assembler assumes the code is loaded at address 0 and this must be compensated for manually in the code.
Usually, the bootloader will load the kernel into memory, and then jump to the kernel. The kernel will then be able to reclaim the memory used by the bootloader (because it has already performed its job). However it is possible to include OS code within the boot sector and keep it resident after the OS begins.
Here is a simple bootloader demo designed for NASM:
org 7C00h jmp short Start ;Jump over the data (the 'short' keyword makes the jmp instruction smaller) Msg: db "Hello World! " EndMsg: Start: mov bx, 000Fh ;Page 0, colour attribute 15 (white) for the int 10 calls below mov cx, 1 ;We will want to write 1 character xor dx, dx ;Start at top left corner mov ds, dx ;Ensure ds = 0 (to let us load the message) cld ;Ensure direction flag is cleared (for LODSB) Print: mov si, Msg ;Loads the address of the first byte of the message, 7C02h in this case ;PC BIOS Interrupt 10 Subfunction 2 - Set cursor position ;AH = 2 Char: mov ah, 2 ;BH = page, DH = row, DL = column int 10h lodsb ;Load a byte of the message into AL. ;Remember that DS is 0 and SI holds the ;offset of one of the bytes of the message. ;PC BIOS Interrupt 10 Subfunction 9 - Write character and colour ;AH = 9 mov ah, 9 ;BH = page, AL = character, BL = attribute, CX = character count int 10h inc dl ;Advance cursor cmp dl, 80 ;Wrap around edge of screen if necessary jne Skip xor dl, dl inc dh cmp dh, 25 ;Wrap around bottom of screen if necessary jne Skip xor dh, dh Skip: cmp si, EndMsg ;If we're not at end of message, jne Char ;continue loading characters jmp Print ;otherwise restart from the beginning of the message times 0200h - 2 - ($ - $$) db 0 ;Zerofill up to 510 bytes dw 0AA55h ;Boot Sector signature ;OPTIONAL: ;To zerofill up to the size of a standard 1.44MB, 3.5" floppy disk ;times 1474560 - ($ - $$) db 0
To compile the above file, suppose it is called 'floppy.asm', you can use following command:
nasm -f bin -o floppy.img floppy.asm
While strictly speaking this is not a bootloader, it is bootable, and demonstrates several things:
- How to include and access data in the boot sector
- How to skip over included data (this is required for a BIOS Parameter Block)
- How to place the 0xAA55 signature at the end of the sector (NASM will issue an error if there is too much code to fit in a sector)
- The use of BIOS interrupts
On Linux, you can issue a command like
cat floppy.img > /dev/fd0
to write the image to the floppy disk (the image may be smaller than the size of the disk in which case only as much information as is in the image will be written to the disk). Under Windows you can use software such as RAWRITE.
Hard disks usually add an extra layer to this process, since they may be partitioned. The first sector of a hard disk is known as the Master Boot Record (MBR). Conventionally, the partition information for a hard disk is included at the end of the MBR, just before the 0xAA55 signature.
The role of the BIOS is no different to before: to read the first sector of the disk (that is, the MBR) into RAM, and transfer execution to the first byte of this sector. The BIOS is oblivious to partitioning schemes - all it checks for is the presence of the 0xAA55 signature.
While this means that one can use the MBR in any way one would like (for instance, omit or extend the partition table) this is seldom done. Despite the fact that the partition table design is very old and limited - it is limited to four partitions - virtually all operating systems for IBM PC compatibles assume that the MBR will be formatted like this. Therefore to break with convention is to render your disk inoperable except to operating systems specifically designed to use it.
In practice, the MBR usually contains a boot loader whose purpose is to load another boot loader - to be found at the start of one of the partitions. This is often a very simple program which finds the first partition marked Active, loads its first sector into RAM, and commences its execution. Since by convention the new boot loader is also loaded to address 7C00h, the old loader may need to relocate all or part of itself to a different location before doing this. Also, ES:SI is expected to contain the address in RAM of the partition table, and DL the boot drive number. Breaking such conventions may render a bootloader incompatible with other bootloaders.
However, many boot managers (software that enables the user to select a partition, and sometimes even kernel, to boot from) use custom MBR code which loads the remainder of the boot manager code from somewhere on disk, then provides the user with options on how to continue the bootstrap process. It is also possible for the boot manager to reside within a partition, in which case it must first be loaded by another boot loader.
Most boot managers support chain loading (that is, starting another boot loader via the usual first-sector-of-partition-to-address-7C00 process) and this is often used for systems such as DOS and Windows. However, some boot managers (notably GRUB) support the loading of a user-selected kernel image. This can be used with systems such as GNU/Linux and Solaris, allowing more flexibility in starting the system. The mechanism may differ somewhat from that of chain loading.
Clearly, the partition table presents a chicken-and-egg problem that is placing unreasonable limitations on partitioning schemes. One solution gaining momentum is the GUID Partition Table; it uses a dummy MBR partition table so that legacy operating systems will not interfere with the GPT, while newer operating systems can take advantage of the many improvements offered by the system.
The GRand Unified Bootloader supports the flexible multiboot boot protocol. This protocol aims to simplify the boot process by providing a single, flexible protocol for booting a variety of operating systems. Many free operating systems can be booted using multiboot.
GRUB is extremely powerful and is practically a small operating system. It can read various file systems and thus lets you specify a kernel image by filename as well as separate module files that the kernel may make use of. Command-line arguments can be passed to the kernel as well - this is a nice way of starting an OS in maintenance mode, or "safe mode", or with VGA graphics, and so on. GRUB can provide a menu for the user to select from as well as allowing custom loading parameters to be entered.
Obviously this functionality cannot possibly be provided in 512 bytes of code. This is why GRUB is split into two or three "stages":
- Stage 1 - this is a 512-byte block that has the location of stage 1.5 or stage 2 hardcoded into it. It loads the next stage.
- Stage 1.5 - an optional stage which understands the filesystem (e.g. FAT32 or ext3) where stage 2 resides. It will find out where stage 2 is located and load it. This stage is quite small and is located in a fixed area, often just after Stage 1.
- Stage 2 - this is a much larger image that has all the GRUB functionality.
Note that Stage 1 may be installed to the Master Boot Record of a hard disk, or may be installed in one of the partitions and chainloaded by another boot loader.
Windows can not be loaded using multiboot, but the Windows bootloader (like those of other non-multiboot operating systems) can be chainloaded from GRUB, which isn't quite as good, but does let you boot such systems.
Example of a Boot Loader ‒ Linux Kernel v0.01
SYSSIZE=0x8000 | 1.44Mb disks: sectors = 18 | 1.2Mb disks: | sectors = 15 | 720kB disks: | sectors = 9 .globl begtext, begdata, begbss, endtext, enddata, endbss .text begtext: .data begdata: .bss begbss: .text BOOTSEG = 0x07c0 INITSEG = 0x9000 SYSSEG = 0x1000 | system loaded at 0x10000 (65536). ENDSEG = SYSSEG + SYSSIZE entry start start: mov ax,#BOOTSEG mov ds,ax mov ax,#INITSEG mov es,ax mov cx,#256 sub si,si sub di,di rep movw jmpi go,INITSEG go: mov ax,cs mov ds,ax mov es,ax mov ss,ax mov sp,#0x400 | arbitrary value >>512 mov ah,#0x03 | read cursor pos xor bh,bh int 0x10 mov cx,#24 mov bx,#0x0007 | page 0, attribute 7 (normal) mov bp,#msg1 mov ax,#0x1301 | write string, move cursor int 0x10 | ok, we've written the message, now | we want to load the system (at 0x10000) mov ax,#SYSSEG mov es,ax | segment of 0x010000 call read_it call kill_motor | if the read went well we get current cursor position ans save it for | posterity. mov ah,#0x03 | read cursor pos xor bh,bh int 0x10 | save it in known place, con_init fetches mov ,dx | it from 0x90510. | now we want to move to protected mode ... cli | no interrupts allowed ! | first we move the system to it's rightful place mov ax,#0x0000 cld | 'direction'=0, movs moves forward do_move: mov es,ax | destination segment add ax,#0x1000 cmp ax,#0x9000 jz end_move mov ds,ax | source segment sub di,di sub si,si mov cx,#0x8000 rep movsw j do_move | then we load the segment descriptors end_move: mov ax,cs | right, forgot this at first. didn't work :-) mov ds,ax lidt idt_48 | load idt with 0,0 lgdt gdt_48 | load gdt with whatever appropriate | that was painless, now we enable A20 call empty_8042 mov al,#0xD1 | command write out #0x64,al call empty_8042 mov al,#0xDF | A20 on out #0x60,al call empty_8042 | well, that went ok, I hope. Now we have to reprogram the interrupts :-( | we put them right after the intel-reserved hardware interrupts, at | int 0x20-0x2F. There they won't mess up anything. Sadly IBM really | messed this up with the original PC, and they haven't been able to | rectify it afterwards. Thus the BIOS puts interrupts at 0x08-0x0f, | which is used for the internal hardware interrupts as well. We just | have to reprogram the 8259's, and it isn't fun. mov al,#0x11 | initialization sequence out #0x20,al | send it to 8259A-1 .word 0x00eb,0x00eb | jmp $+2, jmp $+2 out #0xA0,al | and to 8259A-2 .word 0x00eb,0x00eb mov al,#0x20 | start of hardware int's (0x20) out #0x21,al .word 0x00eb,0x00eb mov al,#0x28 | start of hardware int's 2 (0x28) out #0xA1,al .word 0x00eb,0x00eb mov al,#0x04 | 8259-1 is master out #0x21,al .word 0x00eb,0x00eb mov al,#0x02 | 8259-2 is slave out #0xA1,al .word 0x00eb,0x00eb mov al,#0x01 | 8086 mode for both out #0x21,al .word 0x00eb,0x00eb out #0xA1,al .word 0x00eb,0x00eb mov al,#0xFF | mask off all interrupts for now out #0x21,al .word 0x00eb,0x00eb out #0xA1,al | well, that certainly wasn't fun :-(. Hopefully it works, and we don't | need no steenking BIOS anyway (except for the initial loading :-). | The BIOS-routine wants lots of unnecessary data, and it's less | "interesting" anyway. This is how REAL programmers do it. | | Well, now's the time to actually move into protected mode. To make | things as simple as possible, we do no register set-up or anything, | we let the gnu-compiled 32-bit programs do that. We just jump to | absolute address 0x00000, in 32-bit protected mode. mov ax,#0x0001 | protected mode (PE) bit lmsw ax | This is it! jmpi 0,8 | jmp offset 0 of segment 8 (cs) | This routine checks that the keyboard command queue is empty | No timeout is used - if this hangs there is something wrong with | the machine, and we probably couldn't proceed anyway. empty_8042: .word 0x00eb,0x00eb in al,#0x64 | 8042 status port test al,#2 | is input buffer full? jnz empty_8042 | yes - loop ret | This routine loads the system at address 0x10000, making sure | no 64kB boundaries are crossed. We try to load it as fast as | possible, loading whole tracks whenever we can. | | in: es - starting address segment (normally 0x1000) | | This routine has to be recompiled to fit another drive type, | just change the "sectors" variable at the start of the file | (originally 18, for a 1.44Mb drive) | sread: .word 1 | sectors read of current track head: .word 0 | current head track: .word 0 | current track read_it: mov ax,es test ax,#0x0fff die: jne die | es must be at 64kB boundary xor bx,bx | bx is starting address within segment rp_read: mov ax,es cmp ax,#ENDSEG | have we loaded all yet? jb ok1_read ret ok1_read: mov ax,#sectors sub ax,sread mov cx,ax shl cx,#9 add cx,bx jnc ok2_read je ok2_read xor ax,ax sub ax,bx shr ax,#9 ok2_read: call read_track mov cx,ax add ax,sread cmp ax,#sectors jne ok3_read mov ax,#1 sub ax,head jne ok4_read inc track ok4_read: mov head,ax xor ax,ax ok3_read: mov sread,ax shl cx,#9 add bx,cx jnc rp_read mov ax,es add ax,#0x1000 mov es,ax xor bx,bx jmp rp_read read_track: push ax push bx push cx push dx mov dx,track mov cx,sread inc cx mov ch,dl mov dx,head mov dh,dl mov dl,#0 and dx,#0x0100 mov ah,#2 int 0x13 jc bad_rt pop dx pop cx pop bx pop ax ret bad_rt: mov ax,#0 mov dx,#0 int 0x13 pop dx pop cx pop bx pop ax jmp read_track /* * This procedure turns off the floppy drive motor, so * that we enter the kernel in a known state, and * don't have to worry about it later. */ kill_motor: push dx mov dx,#0x3f2 mov al,#0 outb pop dx ret gdt: .word 0,0,0,0 | dummy .word 0x07FF | 8Mb - limit=2047 (2048*4096=8Mb) .word 0x0000 | base address=0 .word 0x9A00 | code read/exec .word 0x00C0 | granularity=4096, 386 .word 0x07FF | 8Mb - limit=2047 (2048*4096=8Mb) .word 0x0000 | base address=0 .word 0x9200 | data read/write .word 0x00C0 | granularity=4096, 386 idt_48: .word 0 | idt limit=0 .word 0,0 | idt base=0L gdt_48: .word 0x800 | gdt limit=2048, 256 GDT entries .word gdt,0x9 | gdt base = 0X9xxxx msg1: .byte 13,10 .ascii "Loading system ..." .byte 13,10,13,10 .text endtext: .data enddata: .bss endbss:
Testing the Bootloader
Perhaps the easiest way to test a bootloader is inside a virtual machine, like VirtualBox or VMware.
Sometimes it is useful if the bootloader supports the GDB remote debug protocol.
- Embedded Systems/Bootloaders and Bootsectors describes bootloaders for a variety of embedded systems. (Most embedded systems do not have a x86 processor).